AI-Driven Financial Planning Platform - PyligentAI

 Pyligent AI

 Pyligent AI

Financial Risk and Compliance Manager

A compliance check in the financial sector involves verifying that an institution, client, or transaction adheres to regulatory requirements, such as those set by the Securities and Exchange Commission (SEC), Anti-Money Laundering (AML) laws, or the Bank Secrecy Act (BSA). These checks ensure that financial activities align with legal standards, mitigate risks like fraud or money laundering, and uphold fiduciary duties to clients. Compliance checks typically require analyzing client profiles, transaction histories, and investment behaviors against a vast array of regulatory documents—a process that is often time-consuming and error-prone when done manually. The purpose of automated compliance checks is to streamline this process by leveraging AI to quickly and accurately assess regulatory adherence, flag potential violations, and recommend corrective actions. In finance, where regulations are complex and frequently updated, automated compliance checks are critical for: Risk Mitigation: Identifying and addressing compliance risks before they escalate into legal or financial penalties. Operational Efficiency: Reducing the time and cost of manual reviews, allowing firms to handle la

AI-Driven Financial Planning Platform Powered by ReAct Agents

Next-Generation Financial Planning with AI-Powered Agents An AI-powered, domain-specific solution designed to modernize and automate every layer of financial planning. This application manages the full lifecycle — from client onboarding and data profiling to dynamic investment planning, personalized risk analysis, estate recommendations, and jurisdiction-specific compliance checks. It’s not just RAG — it’s intelligent automation. The platform orchestrates complete financial workflows through agent reasoning, tool integration, and regulatory enforcement, minimizing manual effort while maximizing accuracy, personalization, and trust. It integrates real-time financial data, client-specific attributes (age, income, dependents), and government benefit eligibility (e.g., RRSP/TFSA in Canada, 401(k)/IRA in the US) to produce personalized, regulation-aware strategies. Advisors and clients interact with a built-in AI assistant chat, while the system dynamically decomposes multi-step queries, triggers tools, and retrieves region-specific policy insights using domain-specific ReAct-powered RAG.

Virtual Knowledge QA Assistant

Automated Knowledge Services

Traditional information retrieval struggles to grasp the nuances of different document types within your organization. Financial reports, product manuals, and policy documents all require specialized understanding. PyligentAI's Automated Knowledge Services leverage the power of Retrieval-Augmented Generation (RAG) to bridge this gap, empowering you to unlock valuable insights from all your enterprise data.

Automated Customer Service